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The role of the occupational physician in genetic analyses
A program does not need a company physician for lifestyle analyses: in Germany and Austria the law reserves no role for a physician here, and in Switzerland an authorized health professional prescribes the analysis. Medical prevention analyses, by contrast, are available at Novogenia only through a physician with the qualifications national law requires – as a voluntary medical service kept separate from occupational medical care, where genetic examinations are prohibited in Germany (Section 20 GenDG). Apart from the person tested, only the medical side sees the result – never the employer, not even with consent.
Bound only by medical conscience
Germany’s Occupational Safety Act contains a sentence that is worth its weight in gold for every health program: company physicians are not subject to instructions when applying their expertise, are “subject only to their medical conscience” and must observe medical confidentiality (Section 8(1) ASiG). They work inside the company – but not for the personnel file.
Even in regular occupational medical care, the employer only learns that an appointment took place, when and for what reason – not what came out of it (Section 6(3) ArbMedVV). With genetic results, the law goes even further. Picture a door leading to the employer: normally, the patient can unlock it by giving her consent. With genetic results, that door has no keyhole – the employer may not receive them even if the employee agrees (Section 19 GenDG).
So the role the company physician plays in a program with genetic analyses depends mainly on one question: is it a lifestyle analysis or a medical analysis?
Two routes, two roles
| Lifestyle analysis | Medical prevention analysis | |
|---|---|---|
| Topics | Nutrition and weight, sports and performance, stress, skin | Medical questions, such as predispositions to disease |
| Who prescribes? | Germany and Austria: no physician requirement; Switzerland: an authorized health professional (Art. 34 GUMG) | A physician with the qualifications national law requires (Section 7 GenDG, Section 68 GTG) |
| Counseling | Clear information on what the analysis can and cannot tell | Genetic counseling where the law requires it (Section 10 GenDG, Section 69 GTG) |
| Who sees the result? | Only the employee | The person tested and the medical side |
| Role of the company physician | Adviser on concept and information, no access to reports | Takes responsibility for the service if they hold the required qualification |
| What does the employer receive? | The invoice – no results | The invoice – no results |
A lifestyle analysis is not a diagnosis and does not replace a medical examination. It shows predispositions that help employees plan their everyday lives better. A medical analysis, by contrast, answers questions about predispositions to disease – and therefore belongs in a physician’s hands.
Germany: genetics has no place in occupational medical care
The most important boundary is drawn by Section 20(1) GenDG: within occupational medical examinations, no genetic examinations or analyses may be carried out, and no results of earlier examinations may be requested, received or used. The exceptions in paragraphs 2 and 3 concern narrowly defined hazards at specific workplaces – they are not meant for a voluntary health program.
The Ordinance on Occupational Medical Care fits this picture. Occupational medical care is a medical consultation, with examinations only insofar as they are needed for information and advice and the employee does not refuse them; it does not include proof of fitness for a job (Section 2(1) ArbMedVV). A medical genetic analysis is therefore conceivable only as a separate, voluntary medical service – with its own appointment, its own consent and its own documentation. Then the general rules of the GenDG apply:
- Qualification: predictive examinations may only be carried out by specialists in human genetics or by physicians who qualified for genetic examinations within their field when obtaining a specialist, sub-specialty or additional title (Section 7(1) GenDG).
- Counseling: genetic counseling takes place before and after a predictive examination – unless the person waives it in writing after written information (Section 10(2)). Only qualified physicians may provide it (Section 7(3)).
- Consent: explicit and in writing, given to the responsible physician; it also covers whether the result is to be disclosed or destroyed (Section 8(1)).
- Result: the lab reports it only to the commissioning physician, who reports it only to the person tested (Section 11(1) and (2)). The physician may share it with others only with explicit written or electronic consent (Section 11(3)) – and not with the employer even then, because the employer may not receive it.
Austria: occupational medicine advises, specialists prescribe
In Austria, employers must appoint occupational physicians – their own, external ones or an occupational health center (Section 79 of the Employee Protection Act, ASchG). They advise employers, employees and works bodies on matters including health promotion related to working conditions, and the employer must involve them in all questions of maintaining and promoting health at the workplace (Section 81(1) and (3) ASchG). A health program is therefore a natural topic for occupational medicine. Everything they learn is covered by medical confidentiality (Section 54(1) of the Physicians Act, ÄrzteG).
Stricter rules apply to medical analyses of predispositions to disease (types 3 and 4): they may only be carried out in approved facilities and only at the request of a specialist in human/medical genetics or in the relevant field of indication (Section 68(1) GTG). Beforehand, the person confirms in writing that such a specialist has informed them and that they agree freely (Section 69(1) GTG). Outside the performing facility, the data go only to the person tested or their legal representative, the requesting physician and the treating physician – to others only with explicit written consent (Section 71(2) GTG).
One point deserves attention: the ban in Section 67 GTG also applies to the employer’s agents and staff, and occupational physicians are appointed by the employer. Whether they may receive the results of employees’ genetic analyses as part of a voluntary medical service is not expressly answered by the text of the law. So have any such concept reviewed legally in advance.
Switzerland: very little room for medical genetic tests in employment
The GUMG expressly regulates the physician’s role in employment. If a genetic test is prescribed in connection with employment, it may only clarify traits relevant to the workplace; the employer only learns whether the person can be considered for the job (Art. 38). A physician engaged by the employer may not require tests for predispositions to disease, nor ask for or use data from earlier tests of this kind (Art. 39) – with a narrow exception to prevent occupational diseases and accidents (Art. 40).
This leaves very little room in Switzerland for medical prevention analyses through a company physician. For lifestyle analyses, physicians are among the authorized professionals (Art. 34 GUMG, Art. 40 GUMV). We nevertheless recommend that an independent professional prescribe the analysis, not a physician engaged by the employer – so it clearly remains a private decision. The saliva sample is then taken in the presence of the prescribing professional (Art. 34(3) GUMG).
No physician required – what the company physician can still add to a lifestyle program
The fact that a lifestyle analysis needs no physician does not mean the company physician stays on the sidelines. They advise the employer on health protection (Section 3(1) ASiG), and in Germany, health insurers involve company physicians when they assess the health situation in a company for workplace health promotion (Section 20b(1) SGB V). Useful tasks:
- Review the concept: does the program fit the company’s health goals? Is the separation between lifestyle and medicine clean?
- Help shape the information: at the information session, the physician explains what a lifestyle analysis shows and what it does not – which builds trust. Especially with topics such as stress and recovery, a physician’s perspective helps make sure no one mistakes a report for a diagnosis.
- Point the way to a physician: anyone with medical questions after reading their report belongs in a physician’s hands. Whom someone talks to about their own report is their own decision.
What is not part of the role: collecting reports, evaluating results for the company or offering analyses during occupational health appointments.
Checklist for working together
- Lifestyle and medical analyses are separate, each with its own information and its own consent.
- Medical analyses never run as part of occupational medical care.
- The responsible physician holds the qualifications national law requires; genetic counseling is arranged.
- Appointments for medical analyses are not booked through HR.
- No result reaches the employer – not even with consent.
- In Austria, it has been checked whether the appointed occupational physician may receive results personally.
- In Switzerland, an independent, authorized professional prescribes the lifestyle analysis.
- The company physician is involved early as an adviser, without access to reports.
The employment-law limits in detail are covered in Law: what employers may and may not do, data protection in Data protection and confidentiality of results.
Frequently asked questions
Do we need a company physician for lifestyle analyses?
May the company physician offer the genetic analysis during an occupational health appointment?
What qualifications does the physician need for medical analyses?
Can an employee release her medical result to the employer by giving consent?
Does the employer learn who took part in a medical analysis?
Related: Law: what employers may and may not do · Who may offer genetic tests? · Offer for medical practices
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Request a project →Corporate health in the longevity guideNote: This guide is general information for businesses and professionals and does not replace medical or legal advice. The genetic traits determined in a genetic analysis are well documented (each gene included is backed by at least three independent studies); recommendations derived from them are logical conclusions, not scientifically proven. Regulations can change; errors and changes excepted.
